Anti-Money Laundering (AML) and Countering the Financing of Terrorism (CFT) Training at BD FINANCE
General AML/CFT Training
All staff who handle transactions that may involve money laundering and terrorist financing must receive AML/CFT training. The training should be customer-focused, given with sufficient frequency (at least every 48 months), and to all relevant staff.
Key Topics Covered
- General Information: Money laundering and terrorist financing risks, methodologies, and typologies
- Legal Framework: How AML/CFT laws apply to financial institutions (FIs) and their employees
- Institution’s Policies and Systems: Customer identification and verification, due diligence, and monitoring procedures
- Reacting to Suspicious Clients/Transactions: How to respond when faced with suspicious clients or transactions
- Circumventing Reporting Requirements: How to respond to customers who want to circumvent reporting requirements
- Importance of Not Tipping Off Clients
- Suspicious Transaction Reporting Requirements and Processes
- Duties and Accountabilities of Employees
Job-Specific AML/CFT Training
New Employees
- General appreciation of money laundering and terrorist financing, and the need for reporting suspicious transactions.
Customer Service/Relationship Managers
- Legal responsibilities
- Organization’s reporting system for suspicious transactions
- Factors that may give rise to suspicions
- Procedures when a transaction is deemed suspicious
Processing (Back Office) Staff
- Training in processing and verification procedures
- Account opening and customer/client verification procedures
Credit Officers
- Understanding of the credit function
- Awareness and vigilance toward possible laundering and funding terrorists
Audit and Compliance Staff
- Trained about changes in regulation
- Money laundering and terrorist financing methods
- Enforcement, and their impact on the institution
Senior Management/Operations Supervisors and Managers
- Higher level of instruction covering all aspects of money laundering and terrorist financing prevention procedures, including offences and penalties arising from non-reporting
Senior Management and Board of Directors
- Regular communication of money laundering and terrorist financing issues and dangers
- Ensuring strong board support for compliance
AML/CFT Compliance Officer
- In-depth training on all aspects of the Money Laundering and Terrorist Financing Prevention Legislation, Bangladesh Bank directives, and internal policies
- Training on validation and reporting of suspicious transactions, feedback arrangements, and new trends and patterns of criminal activity.