Financial Crime World

Batch File Contains Critical Information for AML Compliance

The Cayman Islands Government has issued a batch of amendments to its Anti-Money Laundering (Amendment) Regulations, 2024, aimed at strengthening the country’s anti-money laundering (AML) regime.

Strengthening Transparency and Prevention of Illicit Activities

According to the amendments, batch files submitted with relevant financial business transactions must contain critical information, including:

  • The name of each beneficiary
  • Account number or unique identifier of each beneficiary that is traceable in the beneficiary country

This requirement aims to enhance transparency and prevent illicit activities.

New Regulations and Modifications

The amendments introduce new regulations and modify existing ones to ensure compliance with international AML standards. Specifically:

  • DNFBPs (Designated Non-Financial Businesses and Professions) are now required to produce information upon request by a Supervisory Authority
  • The list of bodies designated as Supervisory Authorities has been expanded
  • DNFBPs must notify the relevant Supervisory Authority in writing of any changes in their assessment of risk or changes in previously requested information

Effective Date and Applicability

The amended regulations come into effect on [insert date] and apply to all persons carrying out relevant financial business in the Cayman Islands.

Key Changes

  • Batch files must contain critical beneficiary information
  • DNFBPs must produce information upon request by a Supervisory Authority
  • Expanded list of bodies designated as Supervisory Authorities
  • New regulation requiring notification of changes in risk assessment or previously requested information

Enhanced Effectiveness and Compliance

The amendments aim to enhance the effectiveness of the Cayman Islands’ AML regime and ensure compliance with international standards. The government urges all relevant financial businesses to familiarize themselves with the new requirements and submit any necessary information by the specified deadline.

For more information, please contact [insert contact details].