Anti-Money Laundering (AML) and Counter-Terrorist Financing (CTF) Regulations in the British Virgin Islands
Enforcement Authorities
In the British Virgin Islands (BVI), several government authorities are responsible for enforcing AML/CTF laws, including:
- Financial Investigation Agency: Conducts investigations into suspicious transactions and financial crimes.
- Financial Services Commission: Regulates and supervises financial institutions to ensure compliance with AML/CTF regulations.
- Attorney General: Oversees the prosecution of money laundering, terrorist financing, and fraud offenses in court.
- BVI Courts: Handles court-based prosecutions related to AML/CTF offenses.
Statute of Limitations
There is no limitation period for court-based prosecutions related to:
- Money laundering
- Terrorist financing
- Fraud offenses
Penalties
Offenders may face imprisonment, fines, or both. The penalties range from up to two years’ imprisonment and a fine of up to $250,000 on summary conviction to up to 14 years’ imprisonment and a fine of up to $500,000 on indictment.
Plea Agreements
The director of public prosecution has discretion in accepting or rejecting plea agreements in exchange for reduced offenses.
Defenses
Parties may have defenses if they:
- Disclose acts concerned to the Financial Investigation Agency (FIA) before performing them
- Perform acts with the FIA’s consent
- Acquire, transfer, use, or possess property for adequate consideration
Record-Keeping and Disclosure Requirements
Relevant persons must establish and maintain records indicating the nature of evidence obtained, comprising a copy of the evidence, or containing information enabling a copy to be obtained.
Compliance
Companies are advised to:
- Establish internal systems and controls
- Effect customer due diligence measures
- Practice good record keeping
- Provide employee training
Private Actions
Private actions can be brought for damages arising from money laundering, terrorist financing, or fraud offenses.
The BVI’s AML/CTF regulations aim to prevent the misuse of financial systems for illicit activities and ensure a safe environment for businesses and individuals. By understanding these regulations, companies and individuals in the BVI can ensure compliance and mitigate risks associated with AML/CTF offenses.