Staying Ahead of Compliance Training Demands: A Must for Swiss Financial Institutions
In today’s rapidly evolving financial landscape, compliance training has become a critical aspect for banks, investment firms, insurance companies, and other financial institutions operating in Switzerland. As the regulatory environment continues to change, it is essential for these institutions to stay ahead of the curve by investing in comprehensive advisory services.
Grant Thornton Switzerland/Liechtenstein’s Regulatory & Compliance FS Team
Grant Thornton Switzerland/Liechtenstein has a dedicated team of specialists with legal backgrounds and extensive experience in the financial industry. The team provides expert advice on regulatory issues, risk management, and compliance to ensure that clients are well-equipped to navigate the complex landscape of Swiss financial regulations.
Services Offered
The Regulatory & Compliance FS team offers a range of services, including:
- Ad-hoc Clarifications: Expert advice on financial market law issues
- Implementation and Documentation of Compliance Controls: Support in implementing compliance controls within companies
- Assumption of Money Laundering Office Functions: Assistance with money laundering office functions
- Creation and Updating of Policies: Development and updating of policies to ensure compliance
Regulatory and Compliance Services
The team’s regulatory and compliance services cover a range of topics, including:
- ICS: Implementation of compliance controls
- Risk Management & Compliance: Risk management and compliance expertise
- Advice on Regulatory Issues: Expert advice on regulatory issues
- Support in the FINMA Approval Process and During License Audits: Assistance with FINMA approval processes and license audits
- Other Services: Regulatory due diligence, regulatory health checks, internal investigations, and body lending
Why Choose Grant Thornton Switzerland/Liechtenstein?
“We understand the importance of staying ahead of regulatory requirements and provide our expertise to ensure that our clients are compliant with the latest regulations,” said Fabian Schmid, Partner at Grant Thornton AG.
The team’s comprehensive advisory services are designed to help financial institutions navigate the complex landscape of Swiss financial regulations, including money laundering legislation, financial institutions act, financial services act, and international tax compliance. They also provide support during license audits and offer ad-hoc advice on regulatory issues.
Get in Touch
For more information, contact Fabian Schmid at +41 43 960 72 50 or Thomas Hulmann at +41 43 960 72 60.