Financial Crime World

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Compliance Officer Role Emphasized at Fiji’s Financial Institution

The role of a Compliance Officer has become increasingly crucial in Fiji’s financial sector, particularly in institutions that require strict adherence to regulatory standards and laws. In this regard, the position of a Compliance Officer has been defined and outlined by the institution, highlighting key duties and responsibilities.

Key Responsibilities

As part of the Senior Risk & Compliance Officer’s team, the Compliance Officer is responsible for:

  • Assisting in developing an effective risk-based compliance review plan
  • Creating internal controls
  • Monitoring adherence to them
  • Reviewing company policies and procedures
  • Proactively reviewing business processes, practices, and documents to identify weaknesses and communicating these findings to management and staff

Compliance Management

The Compliance Officer is also responsible for:

  • Evaluating business activities to assess compliance risk
  • Setting plans to manage crises or compliance violations
  • Carrying out project site inspections with engineers
  • Reviewing and updating Project Risk Registers at delivery stage based on site visits
  • Following up on audit issues

Employee Education and Training

A critical aspect of this role is educating and training employees on compliance management processes and statutory regulations. The Compliance Officer will also:

  • Address employee concerns or questions on compliance
  • Maintain a single “Audit Issues Register” for all actions required as a result of weaknesses identified in internal/external audit reports

Additional Responsibilities

In addition to these key responsibilities, the Compliance Officer is expected to:

  • Contribute to the formulation of a Business Continuity Plan and operations recovery plan
  • Participate in regular training
  • Furnish accurate financial and non-performance results
  • Ensure compliance with FRA’s Standard Operating Processes (SOP) and policies

Qualifications and Requirements

To be considered for this role, candidates must possess:

  • An appropriate tertiary qualification in business administration, accounting, or law
  • A minimum of 3 years’ relevant experience
  • Membership to an internationally recognized professional body such as the Institute of Internal Auditors or Fiji Institute of Accountants

Competencies

The ideal candidate will possess:

  • Strong written and oral communication skills
  • Proficiency in MS Office, Word, and Excel
  • A deep understanding of FRA’s whole business processes
  • An absolute focus on “value for money” and sustainable results
  • The ability to identify weaknesses quickly and constructively argue issues with management

Overall, the Compliance Officer role at Fiji’s financial institution requires a highly skilled and experienced professional who can ensure compliance with regulatory standards, laws, and policies while contributing to the organization’s overall success.