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Compliance Officer Responsibilities in Luxembourg: A Key Function Holder

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As a Chief Compliance Officer or responsible for compliance within a management company in Luxembourg, you are considered a key function holder and part of the second line of defense. Your role is crucial to the internal control framework of your organization.

Understanding Your Role

In this complex regulatory landscape, it’s essential to have a clear understanding of what is expected from you both from a regulatory and internal perspective. To excel in your position, you need to know how to:

Position yourself within the organization
Understand reporting lines
Interact with stakeholders effectively

PwC Luxembourg Compliance Officer Training Program

PwC Luxembourg, with its expertise in compliance functions, has developed a training program specifically designed for compliance officers. This course will provide you with a comprehensive understanding of your role, responsibilities, and interactions with other functions.

Key Topics Covered

Regulatory Topics

Main controls and tools
Compliance methodology

Course Objectives

Understand your roles as compliance officers
Have a clear view of day-to-day activities
Build a compliance risk assessment and monitoring plan

Upcoming Sessions

Don’t miss this opportunity to enhance your knowledge and skills in compliance officer responsibilities in Luxembourg. With expert guidance from Nicole Schadeck, Director at PwC Luxembourg, you’ll gain practical insights into the compliance function within the internal control framework.

October 7, 2024, 2pm-4pm (On-site)
January 27, 2025, 2pm-4pm (On-site)

Course Details

Price: €410.00
Duration: 2 hours
Language: Available in English
Number of participants: Up to 20