Compliance Officer Responsibilities in Croatia: A Key Function Holder’s Guide

As a Chief Compliance Officer or member of the compliance function in Croatia, you play a vital role in ensuring that your organization complies with relevant regulations and laws. As part of the second line of defense, you are responsible for maintaining a robust internal control framework and performing key controls to mitigate risk.

Understanding Your Responsibilities

With numerous regulatory requirements to cover, it is essential to have a clear understanding of your responsibilities from both a regulatory and internal perspective. To do this effectively, you must:

• Position yourself within the organization
• Know the reporting lines
• Interact with different stakeholders
• Utilize available tools and methodologies

PwC Luxembourg’s Compliance Training Program

To support compliance officers in Croatia, PwC Luxembourg offers a training program that provides insight into the tasks and responsibilities of the compliance function. The course is designed to equip compliance officers with the knowledge and skills needed to perform their day-to-day duties effectively.

Course Objectives

The objectives of the training include:

• Presenting the position of the compliance function within the internal control framework
• Highlighting the roles and responsibilities of the compliance function within the organization
• Covering main regulatory topics and areas of focus

By the end of the course, participants will be able to:

• Understand their roles as compliance officers
• Have a comprehensive view of their day-to-day activities, including main controls and tools
• Build a compliance risk assessment and monitoring plan

Course Content

The training covers compliance duties around:

• Internal governance frameworks
• Stakeholder interactions
• Compliance tools and methodology
• Key regulatory topics

The course is specifically designed for compliance officers of management companies in Croatia.

Lead Expert

PwC Luxembourg’s lead expert on the course is Nicole Schadeck, a Director with over 15 years of experience in the fund and banking industry. Her projects have focused on:

• Process analysis
• Risk management
• Compliance risk management framework optimization

Course Schedule and Registration

The training sessions will be held on:

• October 7, 2024
• January 27, 2025
• From 2 pm to 4 pm at PwC Luxembourg’s office

The course is priced at €410.00 and is available in English. Registration is limited to up to 20 participants.

Don’t miss this opportunity to enhance your knowledge and skills as a compliance officer in Croatia. Register now or show interest for future sessions.