Here is the converted article in markdown format:
Lithuanian FinTech Group Seeks Compliance Officer to Oversee Regulatory Compliance
A leading European FinTech group, revolutionizing the financial services industry since the 1970s, is seeking a seasoned Compliance Officer for its Lithuania branch. The successful candidate will be responsible for ensuring compliance with regulatory requirements and company policies.
Key Responsibilities
- Oversee client onboarding to ensure it meets compliance regulatory requirements and company acceptance policy
- Assist in ensuring the company complies with licensing conditions related to conduct of business rules emanating from:
- MIFID (Markets in Financial Instruments Directive)
- MIFIR (Markets in Financial Instruments Regulation)
- Delegated Regulations
- Regulatory and Implementing Technical Standards
- Guidelines
- Q&As
- Ensure compliance with new Investment Firm Directive for Capital Requirements enacted in June 2021 and European Markets infrastructure regulations
- Monitor positions and reporting by the company, as well as ensure digital investment services are undertaken in line with regulatory requirements and applicable legislation
Additional Responsibilities
- Handle complaints in accordance with the Complaints Handling Policy
- Provide guidance and advice on legal and regulatory matters
- Participate in compliance monitoring programs
- Draw up monitoring reports
- Stay abreast of new regulations and circulars, engaging in continuous learning and development regarding changes in rules and regulations
Requirements
- Excellent written and oral skills in English and Lithuanian
- Strong understanding of the investment services business and related conduct of business rules
- Tertiary level of education in legal studies or a post-graduate qualification in regulatory compliance or finance or economics
- Experience working with investment services firms and financial brokerage firms is an asset
Ideal Candidate Profile
The company is seeking a resident of Lithuania, preferably Lithuanian, to fill this critical role. If you have the necessary skills and experience, apply now to join their team and contribute to their continued success in the global FinTech sphere.