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Compliance Officer Role and Responsibilities Take Center Stage in Jamaica
Are you a strong leader with excellent communication and organizational skills, an extraordinary team-oriented person, who is tech-savvy with a great eye for details? If so, this job may be perfect for you.
Job Description
The JESS RM Personal Independence Resources are on the hunt for a Compliance Officer to perform various tasks in accordance with standard operating procedures provided by the Clients’ RM Personal Independence team. This role includes responsibilities such as:
- Hypercare Preparation and Follow-up: Preparing and following up on hypercare tasks
- Broker Import Tasks: Importing broker data into our system
- Scheduling: Scheduling meetings and appointments
- Managing Hypercare Mailbox: Managing the hypercare mailbox and responding to inquiries
- Account Statement and Questionnaire Reviews: Reviewing account statements and questionnaires
Reporting Structure
As a Compliance Officer, you will report primarily to the JESS RMPI Assistant Manager but also take direction from other JESS Senior Officers and Senior Specialists Client team members.
Key Responsibilities
- Providing field professionals with introductory guidance on applicable professional independence standards or routine matters involving professional standards or firm policy
- Performing basic independence technical research to contribute to the technical guidance and execution of tasks
- Resolving customer inquiries
- Sending meeting requests, emails via Outlook, and making telephone calls as needed
Requirements
To be considered for this role, applicants should:
- Hold a Bachelor’s degree in Business from an accredited college or university
- Have at least 2+ years of work experience in a public accounting firm
- Knowledge of independence compliance rules and regulations is desirable
- Accounting/finance knowledge is also desirable
How to Apply
If you think this job is the perfect fit for your skills and experience, please view the Job Description and APPLY on our job webpage immediately below: Personal Independence Inquiries – Officer (Regulatory Compliance)
For more information about JESS, visit our website at K-JESS Homepage.