Financial Crime World

Financial Institutions Face Increased Scrutiny as Compliance Procedures Tighten in Japan

Tokyo, Japan - A New Era of Regulatory Compliance

The Japanese financial sector is undergoing a significant transformation with the introduction of new legislation. Financial institutions are scrambling to adapt to changing regulations and meet the expectations of clients and regulatory authorities.

Navigating Complex Regulations with PwC Legal Japan

PwC Legal Japan, a leading law firm based in Tokyo, is helping financial institutions navigate this complex landscape. With a deep understanding of Japanese financial laws and regulations, PwC Legal Japan provides expert advice on compliance procedures, risk management, and regulatory requirements.

Expertise in Financial Regulation

“Our team has extensive experience working with banks, insurers, investment banks, asset managers, and fund managers,” said [Name], Partner at PwC Legal Japan. “We understand the nuances of Japanese financial regulations and can provide practical solutions to help our clients succeed in this highly regulated market.”

  • Financial Regulatory Compliance: Our attorneys are familiar with laws such as:
    • Banking Act
    • Financial Instruments and Exchange Act
    • Payment Services Act
    • Trust Business Act
    • Money Lending Business Act
    • Insurance Business Act
  • Financial Transactions: We provide support for various financial transactions, including:
    • Banking
    • Real estate finance
    • Asset finance
    • Derivatives transactions
    • Capital markets
  • Blockchain-based Services: In collaboration with PwC’s Blockchain Laboratory, we offer one-stop services that include technological, tax, and accounting advice for fintech businesses.

Success Stories

PwC Legal Japan has demonstrated its expertise in financial regulation through several successful projects:

  • English-language Guidebook for the Tokyo Metropolitan Government: We collaborated with the Tokyo Metropolitan Government to create an English-language guidebook introducing the attractiveness of Tokyo as a financial market.
  • New Investment Guidelines for an Investment Fund Management Company: Our team provided comprehensive advice on introducing new investment guidelines for an investment fund management company acquired by a Japanese financial institution.
  • Overseas Organisational Restructuring for a Major Japanese Financial Institution: We collaborated with other PwC legal firms in the APAC region to provide collaborative advice on financial regulations pertaining to overseas organisational restructuring.

Conclusion

With its deep understanding of Japanese financial laws and regulations, PwC Legal Japan is well-positioned to help financial institutions navigate the complexities of compliance procedures in Japan. By providing expert advice on risk management and regulatory requirements, our team can help clients succeed in this highly regulated market.