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WALLIS AND FUTUNA: COMPLIANCE TRAINING FOR FINANCIAL PROFESSIONALS

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In a bid to ensure financial professionals in Wallis and Futuna adhere to industry regulations, a comprehensive training program has been designed specifically for the region. The “Diploma for Financial Advisers (DipFA) Training Course” aims to equip individuals with the necessary knowledge and skills required to excel in the field of financial advice.

COURSE OUTLINE

The 5-module course covers essential topics, including:

Financial Services Regulation Ethics (FSRE)
Regulatory Framework
Regulating Financial Services
Advanced Financial Advice (AFA)
Pension and Retirement Planning

Participants will gain a deep understanding of financial planning, investment strategies, and regulatory compliance.

WHO SHOULD ATTEND

This training course is suitable for various professionals in the financial services industry, including:

Financial advisers
Wealth managers
Compliance officers
Insurance agents
Bank professionals
Investment consultants
Portfolio managers

COURSE OBJECTIVES

Upon completing the course, participants will be able to:

Understand the fundamentals of financial planning
Gain expertise in investment strategies and portfolio management
Assess clients’ financial needs and provide tailored advice
Acquire knowledge of regulatory compliance and ethical standards
Prepare effectively for the DipFA certification exam

WHAT’S INCLUDED

The course includes:

World-class training sessions from experienced instructors
A Diploma for Financial Advisers (DipFA) certificate
A digital delegate pack

WHY CHOOSE THIS COURSE

This comprehensive training program offers individuals in Wallis and Futuna an opportunity to enhance their skills and knowledge, ensuring they can provide clients with sound financial guidance and navigate the complex world of finance with confidence.