Compliance Training for Financial Professionals in Kiribati
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In an effort to strengthen the financial sector in Kiribati, Oxford Compliance Regulatory Professionals has designed a comprehensive training program to equip financial professionals with the necessary skills and knowledge to understand and support regulatory compliance and enterprise-wide risk management.
Course Objectives
Upon completion of this five-day intensive course, participants will be able to:
- Understand the objectives and roles of regulation
- Develop a good understanding of compliance principles
- Identify and understand compliance risks and mitigate them effectively
- Create a compliance culture and protect their organization’s reputation
- Develop an appropriate Compliance Manual and establish effective systems and controls
Training Methodology
The course will employ various training methods, including:
- Case studies
- Group live instruction
- Presentation
- Discussion
- Role-playing
- Interactive participation
These methods are designed to provide delegates with a comprehensive understanding of the subject matter.
Organisational Impact
This training course is highly relevant to Certified Compliance Professionals (CCP) in Kiribati. Organizations will benefit greatly from their employees’ participation, including:
- More effective support for compliance teams
- Identifying and analyzing applicable regulatory requirements
- Developing successful compliance programs
Personal Impact
Delegates will gain a deeper understanding of the regulatory environment, know their regulators, and understand the role of the compliance function. They will also learn how to:
- Manage regulatory risk
- Develop a risk-based Customer Due Diligence process
- Understand the importance of governance, risk, and compliance
Who Should Attend?
This training course is designed for:
- Compliance officers/managers
- Legal professionals
- Audit staff
- Risk managers
- Internal and external auditors
- Regulators
- AML officers
- Accountants
- Lawyers
- All staff working in or aspiring to work in the compliance area
Course Outline
The five-day program will cover topics such as:
Day 1: The Regulatory Environment and the Role of Regulators
- Overview of regulatory environment
- Roles and responsibilities of regulators
- Key regulatory requirements and expectations
Day 2: The Compliance Functions
- Definition and scope of compliance
- Compliance function within an organization
- Responsibilities of compliance officers
Day 3: Risk Management and Compliance Risk
- Introduction to risk management
- Identifying and assessing risks
- Developing a risk-based approach to compliance
Day 4: Establishing an Effective Compliance Function
- Creating a compliance culture
- Establishing effective systems and controls
- Implementing a risk-based approach to compliance
Day 5: Managing the Risk of Money Laundering and Financial Crimes
- Overview of money laundering and financial crimes
- Identifying and mitigating risks
- Developing an anti-money laundering program
Certificate
Upon successful completion of the training course, delegates will receive a certificate from Oxford Management Centre.
Accreditation
The training course is accredited by [insert accreditation body].