Compliance Training for Financial Professionals in Spain
GLOMACS, a renowned provider of professional training courses, has launched its Compliance Regulatory Professionals training program specifically designed for financial professionals in Spain. This intensive and highly practical course aims to equip participants with the knowledge and skills needed to understand and support regulatory compliance and enterprise-wide risk management.
Course Objectives
Through this comprehensive program, delegates will gain a deep understanding of:
- The regulatory environment
- The role of regulators
- The responsibilities of compliance
- How to develop effective compliance monitoring programs
- A risk-based Customer Due Diligence (CDD) process
- Effective regulatory risk management
Course Outline
The course covers a range of topics relevant to financial professionals in Spain, including:
- Objectives and roles of regulation
- Compliance principles
- Corporate governance and risk management
- Identifying and mitigating compliance risks
- Developing an appropriate Compliance Manual
- Creating a compliance culture within the organization
Who Should Attend
This training course is ideal for:
- Compliance officers
- Managers
- Legal professionals
- Audit specialists
- Risk managers
- Operations specialists
- IT specialists
- Anyone working in or aspiring to work in the compliance area
Program Highlights
The program has been designed in collaboration with leading organizations such as PetroKnowledge, Oxford Management Centre, and Energy Training Centre. The five-day course covers topics including:
- Regulatory environment
- Compliance functions
- Risk management
- Establishing an effective compliance function
- Managing the risk of money laundering and financial crimes
Why Attend
With its focus on providing best practices in regulatory compliance, this training course is a must-attend for any financial professional looking to enhance their skills and knowledge in this critical area. By the end of the program, participants will be equipped with the skills and knowledge needed to approach compliance with confidence.
Registration
For more information or to register for the program, please visit [GLOMACS website].