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Compliance Training for Financial Professionals in Canada: Stay Ahead of Regulatory Changes

As financial institutions in Canada face an increasingly complex regulatory landscape, it’s crucial to stay compliant and up-to-date on new regulations, emerging technologies, and human resources requirements. To achieve this, industry leaders have designed a one-day OsgoodePD program that provides a practical understanding of compliance and risk management issues facing Canadian financial institutions.

Key Takeaways


  • Understanding the importance of compliance in regulated industries
  • Essential components of a successful compliance program
  • Methods for categorizing, mitigating, and controlling risk
  • Correlations between governance, risk management, and compliance (GRC)
  • Techniques to shield organizations from costly and damaging violations

Who Should Attend


This program is ideal for:

  • Compliance officers
  • Privacy officers
  • Operations and risk professionals
  • In-house counsel
  • Compliance consultants
  • Portfolio and fund managers
  • Insurance professionals
  • Accountants
  • Internal auditors
  • Anyone aspiring to a career in compliance or enterprise risk management

Expert Faculty


The program will be led by experienced industry experts, including:

  • Jasmin Jabri, Compliance Executive
  • Jacqueline Shinfield, Partner at Blake, Cassels & Graydon LLP
  • Joann Sochor, AVP, Corporate Compliance at Sun Life

Agenda


The one-day program will provide practical guidance on how to identify challenges and generate solutions when developing or refreshing a compliance program. Attendees can view the 2021 program brochure and agenda online.

Financial Assistance Available


For those seeking financial assistance, OsgoodePD offers options such as:

  • Job Grants
  • OSAP

Visit their website for more information.

CPD and Accreditation


The program is accredited by:

  • Law Society of BC
  • LSO (Law Society of Ontario)
  • NY CLE Board

Offering eligible hours for CPD reporting. Attendees can view previously calculated hours on OsgoodePD’s CPD & Accreditation page.

Deeper Learning Opportunities


For those seeking further learning opportunities, OsgoodePD offers a:

  • Certificate in Regulatory Compliance and Legal Risk Management for Financial Institutions

Designed for flexible learning and professional development.

Frequently Asked Questions


For any questions or technical support, attendees can contact OsgoodePD’s client and technical support team.