Compliance Training Programs in New Zealand: A Key to Regulatory Compliance

In an effort to enhance regulatory compliance, companies in New Zealand are increasingly turning to specialized training programs. One such initiative is the Compliance Officer Course offered by Strategi Institute Limited.

Program Overview

The course is designed for individuals seeking to become or already appointed as a compliance officer for financial advice providers (FAPs). The micro-credential program aims to equip participants with the necessary knowledge, competency, and skills to effectively fulfill their role. The program focuses on improving businesses by training staff to meet regulatory obligations under the Financial Services Legislation Amendment Act 2019.

Eligibility Criteria

• Applicants must be New Zealand citizens or residents
• Aged 16 years or older
• Must have a minimum of NCEA Level 1 in English

The course is conducted entirely in English and is ideal for those seeking to become compliance officers or already working in the sector.

Course Outcomes

Upon completion of the program, graduates will be capable of ensuring their FAP meets regulatory requirements under the supervision of the CEO and Board. The Compliance Officer Course is a valuable investment for businesses looking to enhance their compliance capabilities and stay ahead of regulatory changes.

Fees-Free Study Options

Fees-free study options are also available for eligible students through Fees Free, which can cover up to two years of industry training or one year of fees-free study. For more information on eligibility criteria, applicants should contact their provider.

Benefits of the Program

By investing in this specialized training program, individuals and organizations can benefit from:

• Improved compliance capabilities
• Reduced risk of non-compliance
• Enhanced reputation within the financial sector