Financial Crime World

Croatia’s Banking Sector: A Look into Proposed Acquisition and Risk Management

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Background


The proposed acquisition of a qualified holding in Croatia has raised concerns about potential money laundering and terrorist financing risks. The Croatian National Bank (CNB) is responsible for ensuring that banks operating in the country adhere to strict regulations to prevent such illegal activities.

Funding Sources

Deposit-based Financing

According to reports, the majority of banks in Croatia are funded through user deposits, with approximately 70-75% of their funding coming from this source. The remaining 15% comes from own capital, and the rest is made up of loans received and bonds issued.

Regulations and Requirements


Capital and Liquidity Requirements

The CNB has implemented various regulations to ensure that banks maintain adequate capital and liquidity levels. The initial capital requirement for banks operating in Croatia is set at €10 million, while regulatory capital must be maintained at a level not less than 8% of the bank’s risk-weighted assets.

Corporate Governance

Effective Organizational System

Croatian banks are required to establish an effective organizational system with clear lines of authority and responsibility. This includes:

  • Effective management of all risks
  • Appropriate internal control systems
  • Remuneration policies that promote risk management
  • A recovery plan

The CNB has strict rules in place for loans to the management body and their related parties. According to the Companies Act, such loans can only be granted based on the decision of the supervisory board, and interest and repayment terms must be specified in the decision.

Risk Management


Risk Committee

Croatian banks are required to establish a risk committee, which advises the supervisory board on overall current and future risk-taking tendencies and strategies. The committee is responsible for reviewing whether the bank’s business model and risk strategy are reflected in pricing claims and liabilities to clients.

Conclusion


While the proposed acquisition of a qualified holding in Croatia has raised concerns about potential money laundering and terrorist financing risks, it is essential that banks operating in the country adhere to strict regulations to prevent such illegal activities. The CNB will be closely monitoring the situation to ensure compliance with all relevant regulations and guidelines.

Sources:

  • Croatian National Bank (CNB)
  • Companies Act of Croatia
  • Credit Institutions Act of Croatia