Financial Crime World

Deloitte’s Financial Regulation and Compliance Applications

Overview

This article provides an overview of the various applications and services offered by Deloitte in the context of financial regulation and compliance. These applications are categorized into several sections, each with its own unique functionality.

Compliance & Internal Audit

  • Compliance & Internal Audit: A comprehensive application that helps organizations manage their compliance and internal audit functions.
  • Kaleidoscope: An application that provides a framework for managing compliance risks and monitoring regulatory requirements.

Product Management, Onboarding, and CRM

  • Clients, Products and Third-parties Lifecycle: An application that helps organizations manage the entire lifecycle of clients, products, and third-party relationships.

Know Your Customer (KYC)

  • DKYC: A comprehensive application that combines know your customer features and workflows with anti-money laundering/counter-terrorist financing expertise.

Marketing and Distribution

  • Registration Insights: An application that provides access to fund registration intelligence for UCITS and AIFs in 50+ jurisdictions, helping organizations navigate complex regulatory requirements.

Fund Registration Services

  • Fund Registration Services: An application that helps fulfill initial cross-border fund registration and ongoing regulatory maintenance obligations in all jurisdictions.

Data Management and Reporting (Internal & External)

  • Data Foundation: An application that enables data management and reporting for internal purposes.
  • Universal Reporting: An application that provides exchange channels for external reporting, ensuring seamless communication with stakeholders.

Regulatory Reporting

  • AIFMD Analytics: An application providing analytics related to the AIFMD Annex IV reporting services, helping organizations stay compliant with regulatory requirements.

Service Delivery Model

Deloitte offers two primary service delivery models:

Do-it-yourself (DIY)

  • Deloitte provides training to employees, enabling them to operate the online application autonomously.
  • Clients can manage their own applications with minimal support from Deloitte.

Managed Service

  • Deloitte assists with technical integration, configuration, or data setup.
  • Deloitte can operate the service on behalf of the client, providing comprehensive support and ensuring seamless functionality.