Title: Expert Speaker to Discuss Financial Compliance Best Practices in Nepal: AML, CFT, Sanctions, and Surveillance

Background

The National Banking Institute (NBI) is hosting a one-day program in Kathmandu, Nepal, for professionals in the banking and financial sectors, legal, accounting, precious metals, and real estate industries
Focuses on AML, CFT, sanctions, and other financial crime regulations for both banks and financial institutions (BFIs) and non-financial institutions (Non-BFIs) in Nepal
Covers regulations and international best practices on surveillance, monitoring, investigations, and reporting
Participants can register by contacting T: 977 -1-4415903/905 or emailing info@nbi.com.np

Targets those seeking a solid understanding of anti-financial crimes, investigations, and due diligence methodologies
Participants will gain knowledge on AML/CFT/Sanctions monitoring, investigations, reporting, and practical implementation and maintenance of AML programs
Real-life examples and best practices will be shared

Part I (2 hours)

Part II (2 hours)

KYC, due diligence, and risk-based approach
Monitoring/surveillance, investigations, and escalations
Regulatory reporting (STR) and record keeping (defensive filing, noise vs signal)
Technology component (system design, transactions profiling, and case management systems)
International Best practices

Part III (2 hours)

Interactive discussion on AML/CFT/Sanctions regulatory requirements and internationally recognized best practices
Lecture, audience participation, discussions, and Q&A sessions

Mr. Surendra Thapa, an experienced attorney and Certified Anti Money Laundering Specialist based in the USA
Has played a crucial role in helping international and US domestic banks effectively comply with anti-financial crimes requirements since 2004