Financial Crime World

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Compliance and Regulatory Issues for Fintech Companies in Singapore

For fintech companies, the future may be promising, but it also brings increased exposure to regulatory requirements, sanctions, and legal actions. As the industry continues to evolve, it’s essential for fintechs to stay ahead of the curve and navigate the complex landscape of compliance and regulation.

Fintechs and Banks: Blurring the Lines


Historically, fintech companies have prided themselves on being outside the traditional banking system, unencumbered by regulatory requirements. However, recent developments suggest that this may be changing. Some fintechs are now considering or pursuing bank charters, allowing them to compete more broadly and avoid disparate regulatory requirements across individual states.

Fintech Risk: So Many Ways to Err


Recent regulatory actions targeting fintech companies share several common traits. They involve fintech companies, often household names or upstarts, and highlight regulatory, operational, and reputational risks that threaten the safety and soundness of a bank or financial institution.

Rising Regulatory Voices


Regulatory bodies are taking notice of fintech’s growing influence in the financial industry. The Office of the Comptroller of the Currency (OCC) has published a paper on responsible innovation in the federal banking system, opening the door for fintechs to collaborate with regulators and develop solutions specific to their product offerings.

The Future of Fintech


To succeed in a more regulated environment, fintech companies must prioritize solid risk management controls. Having effective compliance measures in place can increase a company’s potential for success, attract market share and revenue growth, and provide comfort to stakeholders.

  • Effective compliance measures include:
    • Implementing robust risk management processes
    • Ensuring compliance with regulatory requirements
    • Conducting regular audits and assessments
    • Maintaining open communication with regulators

Deloitte’s Regulatory and Operational Risk Practice


As businesses face complex regulations and volatile operating environments, Deloitte’s Regulatory and Operational Risk practice helps companies protect and create value by effectively managing regulatory and operational risks. Learn more about our services [here](insert link).

Get in Touch


To learn more about fintech compliance and regulation, or to explore how Deloitte can support your business, please get in touch with us.

Author: Gina Primeaux, Principal, Deloitte Risk & Financial Advisory