Title: Liechtenstein’s Financial Regulation Compliance: FS+P’s Expertise and Liaison Services
Adhering to Financial Regulations in Liechtenstein with FS+P
In today’s intricate financial landscape, observing rigorous regulatory requirements is crucial for businesses and individuals in Liechtenstein. FS+P, a trusted service provider, partners with network associates to deliver specialized regulation and compliance solutions to help navigate these legal complexities.
Comprehensive Regulation and Compliance Services
With decades of expertise and proven competence, FS+P assists clients in Liechtenstein and Switzerland in complying with financial regulations. Our extensive range of offerings encompasses all aspects of regulated financial services and resolving supervisory issues:
Our Services
- Expert advice on regulatory frameworks and supervision.
- Guidance in obtaining financial licenses and authorizations.
- Consultancy on reporting, disclosure, and recovery and resolution, market abuse, EU anti-money laundering directives (AMLD), Markets in Financial Instruments Directive (MiFID) and Markets in Financial Instruments Regulation (MiFIR), and cross-border risks.
- Advice on Foreign Account Tax Compliance Act (FATCA), automatic exchange of information (AEOI), data protection, General Data Protection Regulation (GDPR), privacy protection, self-determination, information requirements, and data subjects’ rights.
- Performing internal due diligence inspections and preparing for external inspections.
- Submission of documents to Liechtenstein’s Financial Market Authority and content verification.
- Advice on setting up or optimizing risk and compliance organizations.
- Project management and crisis management.
- Basic and continuing education for regulated financial services sectors and supervisory law.
Valuable Intermediary: Liaison Services
FS+P acts as an essential go-between for our clients and various key institutions:
- Banks
- E-money institutions
- Payment institutions
- Insurance undertakings
- Insurance intermediaries
- Pension schemes
- Pension funds
- Management companies and UCITS under the UCITS Act
- Alternative investment fund managers under the AIFM Act
- Asset management and asset management companies
- Professional trustees and trust companies
- Auditors and audit firms
- Persons under the 180a Act
- Patent lawyers and patent law firms
- Individuals and entities subject to due diligence
About FS+P
FS+P is a fully licensed trust company overseen by the Financial Market Authority Liechtenstein. We are an active member of the Liechtenstein Institute of Professional Trustees and Fiduciaries, bound by its Rules of Conduct. Our commitment to adhering to stringent regulatory requirements ensures that we maintain the trust and confidence of our clients.