Financial Crime World

Banking Act of Grenada: Regulations for Financial Institutions

Introduction

The Banking Act of Grenada outlines the regulations for financial institutions operating in the country. The following sections highlight key points from the excerpt:

Restrictions on Interest Acquisition

  • The Central Bank is prohibited from acquiring an interest in any local financial institution except with the consent of the Minister.
  • This restriction aims to prevent undue influence and maintain control over the financial sector.

Actions Requiring Approval

  • Certain actions by financial institutions, such as:
    • Transferring assets
    • Reducing capital
    • Altering names
    • Merging or consolidating
    • Amending instruments or charters
  • Require approval from the Central Bank with the Minister’s recommendation.
  • This ensures that significant changes are made in a controlled manner to maintain stability and compliance.

Revocation of Licence

  • The Minister can revoke a licence if:
    • The financial institution fails to comply with conditions
    • Breaches provisions of the Act
    • Ceases operations
    • Conducts affairs detrimentally
    • Fails to maintain sufficient capital or liquidity
    • Does not meet minimum licensing criteria.
  • This provision allows for corrective action in case of non-compliance or significant issues.

Notice and Appeal

  • Before revoking a licence, the Minister must give written notice specifying grounds and allowing the institution to submit objections.
  • The decision can be appealed to the High Court within 14 days.

Publication of Revocation

  • After revocation, a notice is published in the Gazette and local newspapers to inform the public about the change.

Licence Fees

  • Financial institutions must pay an annual licence fee as prescribed by the Minister.
  • The fees go into the Consolidated Fund.
  • Different fees may apply to different classes or categories of financial institutions.

Penalty for Default

  • A person who fails to comply with requirements regarding licence fees faces unspecified consequences.