Financial Crime World

Hong Kong Firms Step Up Efforts to Combat Financial Crime

Enhanced Internal Audit Teams for Financial Institutions

In response to the growing threat of money laundering, fraud, and bribery, Hong Kong-based financial institutions are strengthening their internal audit teams by recruiting specialized professionals in financial crime compliance. The increasing use of cryptocurrency and fintech has created new challenges for banks, making it essential to have stricter controls and more secure regulations.

Regulatory Compliance Takes Center Stage

  • Professionals with law enforcement backgrounds, such as those who have worked with the Hong Kong Police or the Independent Commission Against Corruption (ICAC), are in high demand.
  • These individuals bring valuable experience and analytical skills to their roles, helping financial institutions identify and mitigate potential risks.
  • Regulatory compliance experts work closely with regulators to ensure that financial institutions meet all necessary requirements.

Credit Risk Takes on New Importance

As banks process more transactions, credit risk has become a critical area of focus. Credit risk professionals analyze clients’ financial situations and make informed decisions about loan approvals.

Technology Risk on the Rise

The growth of technology in the banking industry has also created new risks, including cybercrime and data breaches. To mitigate these threats, financial institutions are investing in technology risk management professionals with expertise in cybersecurity.

Climate Risk Takes Center Stage

Environmental, social, and governance (ESG) standards have become more important, making climate risk a significant concern for financial institutions. Professionals in this area assist organizations in managing business change and supporting sustainability objectives.

Top Tips for a Career in Audit, Risk & Compliance

To succeed in the field of audit, risk, and compliance:

  • Highlight impact and demonstrate valuable experience.
  • Qualifications are essential in securing top roles.
  • Stakeholder management skills are crucial, particularly in governance positions.