Financial Crime World

Here is the article in markdown format:

Security Governance and Compliance Training Course

=====================================================

This course provides a comprehensive overview of security governance and compliance, covering the principles, complexities of regulations, and best practices for designing and implementing security policies.

Course Objectives


Understand the importance of security governance

Grasp the complexities of compliance regulations and standards

Learn how to design and implement security policies and frameworks

Develop skills for effective risk management and mitigation

Course Outline


Module 1: Introduction to Effective Compliance

  • Compliance Overview: Understanding the basics of compliance
  • Compliance Sources: Identifying sources of compliance regulations and standards
  • Core Elements of a Compliance Programme: Key components of an effective compliance program
  • Effectiveness Measures: Measuring the success of a compliance program
  • True Value of an Effective Compliance Program: The benefits of a well-designed compliance program
  • Common Areas of Compliance: Identifying common areas where compliance is critical
  • Who is Responsible for Compliance Management?: Understanding roles and responsibilities in compliance management

Module 2: Effectiveness – A Two-Dimensional Evaluation

  • Effort Defined: Understanding what effort means in the context of compliance
  • Definition of Outcome: Defining outcome measures for compliance programs
  • Outcome Assessment: Assessing the effectiveness of a compliance program

Module 3: Measuring Effectiveness – Compliance Programme Indicators

  • Policies and Procedures: Developing effective policies and procedures
  • Ongoing Education and Training: Providing ongoing education and training
  • Open Lines of Communication: Encouraging open lines of communication
  • Ongoing Monitoring and Auditing: Implementing ongoing monitoring and auditing
  • Enforcement and Discipline: Establishing enforcement and discipline measures
  • Investigation, Response, and Prevention: Responding to compliance issues

Module 4: Psychology of Compliance

  • Techniques Used: Understanding techniques used to influence behavior (door in the face, foot in the door, lowball)
  • Ingratiation: Building relationships and trust
  • Research: Understanding factors that influence compliance
  • Factors Influencing Compliance: Identifying key factors that affect compliance

Module 5: Effective Compliance Training Methods

  • Delivering Effective Programmes: Providing effective training programs (facilitated training, web-based training, PowerPoint lecture approach)
  • Methods of Evidencing Training Effectiveness: Measuring the effectiveness of training programs

Who Should Attend


This course is designed for:

  • Compliance officers
  • Risk managers
  • Legal advisors
  • Internal auditors
  • Human resources managers
  • Corporate governance professionals
  • Financial controllers

Prerequisites


There are no formal prerequisites for attending this course.

Course Benefits


Upon completion, delegates will receive a certification in Security Governance and Compliance, signifying their understanding and ability to apply compliance principles within their professional environment. This certification will enhance their professional credentials and empower them to drive compliance initiatives.

What’s Included


  • World-class training sessions from experienced instructors
  • Security governance and compliance certificate
  • Digital delegate pack