Title: Mitsubishi UFJ Financial Group’s Commitment to Financial Regulatory Compliance in Japan

Mitsubishi UFJ Financial Group (MUFG) is one of the leading banking institutions in Japan, known for its strong commitment to financial regulatory compliance. With Nobuyuki Hirano as Chairman and CEO, the group prioritizes a robust regulatory framework to maintain transparency and trust in its operations.

Importance of Regulatory Compliance

• Vital component of MUFG’s governance
• Integral business strategy and corporate culture
• Reflects the group’s mission: creative and timely solutions, responsible corporate citizen

Guidelines for Regulatory Compliance

Group Compliance Policy:

• Ethical principles and regulatory requirements
• Fair and honest business practices
• Risk management
• Transparency

Role of Independent Audit & Supervisory Board:

• Oversees Group Compliance Policy
• Reports non-compliance issues

Internal Committees for Compliance

Compliance Committee:

• Implements, monitors, and enforces policies
• Awareness of regulatory changes and evolving risks

MUFG’s Global Approach

Global Compliance Unit:

• Ensures subsidiaries comply with latest regulatory requirements

Committed to Regulatory Compliance in a Changing Environment

Mitsubishi UFJ Financial Group’s commitment to financial regulatory compliance in Japan and beyond sets it apart as a trusted and responsible financial services provider in a rapidly evolving regulatory environment.