Compliance Guide for Anti-Money Laundering (AML) and Know Your Customer (KYC) Regulations in Moldova
As a business operating in Moldova, it is essential to comply with the country’s Anti-Money Laundering (AML) and Know Your Customer (KYC) regulations. This guide outlines the key requirements for businesses to maintain compliance.
Identity Verification
- Multiple Instances: Identity verification is not a one-time process. It requires multiple instances as per recommendations.
- Onboarding New Customers: Verify customer identity when onboarding new customers.
- Due Diligence Measures: Apply due diligence measures based on transaction data and for high-risk situations.
Politically Exposed Persons (PEPs) and Enhanced Due Diligence (EDD)
- Risk Profile Identification: Determine if the customer is a PEP, holds public office, or exhibits a higher risk profile.
- AML Screening Service: Use Shufti Pro’s AML Screening service to screen an individual’s ID attributes against global regulatory authorities’ watchlists.
Reliance on External Services
- Third-Party Services: May seek third-party services for due diligence measures, but remain liable for maintaining compliance and fulfilling AML/KYC obligations.
Record Retention
- Minimum 5 Years: Retain data for not less than 5 years as part of AML and KYC obligations.
- Information Collection: Collect necessary information from relevant third-parties without undue delay.
By following these guidelines, businesses can ensure compliance with Moldova’s AML/KYC regulations and maintain a secure and transparent environment. Regular identity verification, due diligence measures, and record retention are essential for maintaining compliance and preventing money laundering activities.