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Nauru’s Banking Sector: Requirements and Regulations
The Republic of Nauru has established a regulatory framework to govern the operations of financial institutions, including banks, to prevent money laundering (ML) and terrorist financing (TF).
Key Requirements for Bank Operations
To operate a bank in Nauru, an applicant must:
- Not engage in any business other than customary banking activities.
- Be registered with the Registrar of Banks.
- Comply with the Anti-Money Laundering Act 2023 and related regulations.
Anti-Money Laundering (AML) Policy
The AML/TF Policy for financial institutions aims to prevent ML and TF by detecting and preventing contravening activities. The policy requires financial institutions to:
- Establish and maintain a customer due diligence program.
- Monitor transactions and report suspicious transactions.
- Have in place effective internal controls and procedures.
Agencies Involved in Implementing the Policy
The following agencies are involved in implementing the AML/TF Policy:
- Minister for Finance
- Registrar of Banks
- Nauru Financial Intelligence Unit (FIU)
- Registrars of Business Names, Corporations, Partnerships or Trusts
- Authority established under Beneficial Ownership Act 2017
International Standards and Principles
Nauru has adopted the Basel Committee on Banking Supervision’s principles for banks operating in the country. The Government is also committed to adopting the International Association of Insurance Supervisors (IAIS) standards and the International Organisation of Securities Commissions (IOSC) principles should insurance or securities service providers set up business in Nauru.
Conclusion
The banking sector plays a crucial role in Nauru’s economy, and it is essential that financial institutions comply with the AML/TF Policy to prevent ML and TF. The Government is committed to implementing effective regulations to protect the country and its citizens from the effects of these contravening activities.
Contact Information
For further information on this policy, contact:
- Andrew Keith, Deputy Secretary Department of Finance: andrew.keith@auspacpartnerships.com.au
- Janmai Jay Udit, Registrar Business Names, Corporations, Partnerships or Trusts and Authority for Beneficial Ownership: jjjjudit4@gmail.com
- Rajas Swamy, Supervisor – Financial Intelligence Unit: rajasswamy@gmail.com