Financial Crime World

Here is the converted article in markdown format:

Management of Other Assets and Banking System Indicators

In a bid to regulate financial activities in Cabo Verde, Banco de Cabo Verde has outlined several requirements for institutions seeking to engage in various financial transactions.

Authorization for Financial Activities

To set up a financial institution in Cabo Verde, entities must submit a request for authorization to Banco de Cabo Verde. The authority with exclusive powers to grant such authorization will review the application and render a decision on whether to authorize or refuse the establishment of the institution.

Requirements for Authorization

  • Submit a request for authorization to Banco de Cabo Verde
  • Provide all necessary documentation and information required by the authority

Registration of Governing Bodies

Members of the management body and supervisory body of entities subject to Banco de Cabo Verde’s supervision must register with the authority in order to carry out their duties. This registration is mandatory for all members of the management body, even if they do not have executive duties, as well as alternate members of the supervisory body.

Registration Requirements

  • Register with Banco de Cabo Verde
  • Provide identification and proof of qualifications documents
  • Pay any required registration fees

Qualifying Holdings

A qualifying holding refers to a direct or indirect holding in a financial institution that represents more than 5% of the share capital or voting rights. Natural or legal persons intending to hold such a holding must notify Banco de Cabo Verde in advance. The authority has the power to oppose or not oppose the acquisition of a qualifying holding.

Notification Requirements

  • Notify Banco de Cabo Verde in writing before acquiring a qualifying holding
  • Provide detailed information about the proposed holding

Banking System Indicators

Quarterly, Banco de Cabo Verde publishes aggregated indicators of the Cabo Verdean banking system, including:

  • Balance sheets
  • Income statements
  • Financial stability indicators

Published Indicators

  • Quarterly reports on banking system performance
  • Aggregate data on financial institution activity

Microprudential Supervision Policy

The policy outlines general guidelines for microprudential supervision, which aims to establish a framework for carrying out such processes and activities. The guidelines are based on good international practices and recommendations, as well as the legal and regulatory framework in force.

Key Principles

  • Ensure financial stability and soundness of institutions
  • Protect depositors’ interests
  • Promote efficient and effective supervision

Applicable Legislation

The following legislation applies:

  • Lei das Atividades e das Instituições Financeiras (LAIF)
  • Aviso nº 1/2015
  • Aviso nº 3/2014
  • Aviso nº 5/2014

Relevant Laws and Regulations

  • LAIF: Law on Financial Activities and Institutions
  • Avizo nº 1/2015, etc.: Notifications issued by Banco de Cabo Verde

Contact Information

For more information on these requirements and guidelines, please contact Banco de Cabo Verde.

Contact Details

  • Banco de Cabo Verde
  • Phone: [insert phone number]
  • Email: [insert email]

Important Notice

Failure to comply with these regulations may result in legal consequences. It is the responsibility of entities engaging in financial activities to ensure compliance with all relevant laws and regulations.

Compliance Requirements

  • Ensure compliance with all applicable laws and regulations
  • Maintain accurate and detailed records of financial transactions
  • Report any changes or updates to Banco de Cabo Verde