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Financial Services Regulatory Commission Act of Saint Christopher and Nevis

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Powers of the Commission

The Financial Services Regulatory Commission has a broad range of powers that enable it to effectively regulate the financial services sector. These powers include:

Key Responsibilities

• Acquiring, holding, and disposing of real and personal property
• Entering into contracts
• Conducting investigations and applying sanctions where persons are found to be in violation of the provisions of this Act or any other legislation falling under its jurisdiction

Responsibilities of the Commission

The Commission is responsible for:

Policy and Administration

• The policy and general administration of its affairs and business
• Regulating its own procedure, subject to the terms of this Act and Regulations

Meetings and Quorum

The Commission shall meet monthly as far as practicable and at such other times as may be necessary or expedient for the transaction of business. A meeting is considered duly constituted if there is a quorum of not less than five Commissioners participating in the meeting.

Oath of Secrecy and Confidentiality

Commissioners, officers, and employees of the Commission are expected to maintain confidentiality regarding information related to:

• The business or affairs of the Commission
• Regulated entities
• Customers
• Members
• Clients
• Policyholders

They are required to take an oath of secrecy to uphold this commitment.