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Compliance Training Programs Equip Professionals for Regulatory Success in Saint Pierre and Miquelon

In a bid to stay ahead of the regulatory curve, Saint Pierre and Miquelon is embracing compliance training programs that equip professionals with the necessary skills to navigate complex regulatory environments.

Comprehensive Compliance Regulatory Professionals Course

GLOMACS, a renowned training provider, has designed a comprehensive five-day program tailored to Certified Compliance Professional (CCP) standards. This course caters to the needs of financial services sector professionals and covers the latest policies and procedures to ensure participants are well-versed in regulatory compliance and enterprise-wide risk management.

Course Objectives

Upon completion of the course, participants will be able to:

  • Understand the objectives and roles of regulation
  • Develop a good understanding of compliance principles
  • Identify and mitigate compliance risks
  • Create effective compliance programs

Target Audience

The program is designed for:

  • Compliance Officers/Managers
  • Managers with responsibility for internal compliance controls
  • Legal, Audit, Risk, Operations, and IT Specialists
  • Staff working in risk functions, internal and external audit staff, regulatory representatives, AML officers, accountants, lawyers, and all those aspiring to work in the compliance area

Key Topics Covered

The program will cover the following key topics:

  • The Regulatory Environment and the Role of Regulators
  • The Compliance Functions, including:
    • Compliance Structure
    • Responsibilities of the Compliance Officer
    • Key Compliance Activities and Processes
  • Risk Management and Compliance Risk, including:
    • Understanding a Risk Management Approach
    • Creating a Risk Management Approach
    • Identifying, Mitigating, and Controlling Risks Effectively

Additional Topics

The program will also delve into:

  • Establishing an effective compliance function, including:
    • Designing a compliance system
    • Developing internal controls
    • Implementing and communicating internal compliance arrangements
    • Creating a compliance monitoring program
  • Managing the risk of money laundering and financial crimes, including:
    • Understanding money laundering offences
    • The risk-based approach to money laundering/terrorist financing
    • Suspicious activity monitoring, detection, and reporting
    • Preventing fraud, bribery, corruption, insider trading, market abuse, and sanctions

Continuing Professional Education Credits (CPE)

GLOMACS is a registered Education Provider with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. This ensures that participants can earn CPE credits upon completion of the program.

Conclusion

With its strong reputation for delivering high-quality training programs, GLOMACS is poised to equip professionals in Saint Pierre and Miquelon with the knowledge and skills required to excel in regulatory compliance.