Luxembourg’s Financial Institution Risk Management Seminar: Addressing Regulatory and Supervisory Challenges

Event Overview

Representatives from regulatory and supervisory authorities, financial institutions, academics, and industry experts will gather at a forthcoming seminar to share best practices in internal governance rules application.

Seminar Objectives

• Provide insights into market surveillance practices followed by supervisors
• Explore different governance arrangements adopted by companies to meet supervisory requirements
• Offer practical workshops and case studies to gain a thorough understanding of existing best practices

Seminar Highlights

• Practical Workshops: Attendees will have the opportunity to participate in interactive sessions, focusing on specific challenges and strategies for the insurance and banking sector.
• Case Studies: Participants will learn from concrete examples of problems within governance frameworks and solutions implemented to overcome these issues.
• Presentations and Panel Discussions: Experts will share their experiences and insights on current requirements for internal governance policy in financial institutions, different responsibilities of control, and practices to be implemented by compliance managers.

Learning Methodology

The event combines:

• Workshops and case studies
• Presentations
• Q&A sessions
• Panel discussions

Seminar Focus Areas

• Common Challenges: Strategies for the insurance and banking sector will be discussed.
• Sector-Specific Features: Afternoon workshops will allow participants to consider specific features of these two sectors.

Key Takeaways

The seminar aims to provide practical information on:

• How to satisfy internal governance and risk management requirements for financial institutions
• Best practices adopted for mitigating risks and potential problems

Target Audience

• Representatives from regulatory and supervisory authorities in the banking and insurance sector
• Professionals from financial institutions responsible for legal and compliance functions
• Regulatory affairs managers in business and professional associations
• Academics
• Industry experts