Financial Crime World

Title: Saudi Arabia’s Anti-Money Laundering Law: Definitions, Criminal Acts, Preventive Measures, and Enforcement

Saudi Arabian Anti-Money Laundering (AML) Law, enacted to combat financial crimes and shield the economy from illicit funds, consists of several articles that outline:

  1. Definitions
  2. Criminal Acts
  3. Preventive Measures
  4. Enforcement Agencies

I. Definitions

Article 1: This article provides definitions for essential terms, including:

  • AML Law
  • Implementing regulation
  • Funds
  • Predicate offense
  • Proceeds of crime
  • Instrumentalities
  • Financial institutions (FIs)
  • Designated non-financial businesses and professions (DNFBPs)
  • Non-profit organizations (NPOs)
  • Provisional seizure
  • Confiscation
  • Supervisory authority
  • Competent authority
  • Bearer negotiable instruments
  • Beneficial owner
  • Customer
  • Business relationship
  • Shell bank
  • Wire transfer
  • Due diligence measures
  • Internal policies, procedures, and controls

II. Criminal Acts

Article 2: This article outlines criminal acts that involve funds known to be proceeds of crime, including:

  • Converting, transferring, or conducting transactions on such funds
  • Acquiring, possessing, or using funds that are known proceeds or from an illegal source
  • Concealing or disguising the true origin of funds

Additionally, this article covers attempts, agreements, facilitation, abetting, counseling, or advice related to committing any of these acts.

III. Preventive Measures

Article 5: This article requires FIs, DNFBPs, and NPOs to:

  • Identify, assess, and document money laundering risks
  • Update risk assessments regularly
  • Evaluate new products, business practices, and technologies prior to their use

IV. General Directorate of Financial Intelligence

Article 17: Establishes the General Directorate of Financial Intelligence as a national central agency to:

  • Receive suspicious transaction reports or other related information
  • Analyze such reports and
  • Disclose the results to competent authorities

V. Supervision

Competent authorities (Article 24): Have the power to:

  • Collect information
  • Apply supervisory measures, such as on-site inspections, offsite measures, and anti-money laundering risk assessment
    • Issue guidance, decisions, and instructions
    • Cooperate and coordinate with foreign counterparts

VI. Sanctions

Consequences for individuals and legal entities convicted of money laundering crimes include:

  • Imprisonment
  • Fines, as outlined in Articles 26, 27, and 31

Sanctions’ severity varies based on:

  • Nature of the crime
  • Presence of aggravating factors
  • Involvement in a criminal organization
  • Prior convictions

VII. International Cooperation

Article 38 and 39: Competent authorities can:

  • Exchange information and make inquiries on behalf of foreign counterparts
  • Collaborate in relation to money laundering and predicate offense investigations and prosecutions

VIII. Confiscation

Article 33: Orders for confiscation of laundered funds, proceeds of crime, and instrumentalities upon conviction for a money laundering or predicate offense. Confiscation orders may also include other funds owned by the convict to recover an equivalent value.