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Slovenian Banking Regulations Compliance Checklist

The Slovenian banking system is governed by a complex web of laws, regulations, and codes of conduct. To ensure compliance with these requirements, financial institutions operating in Slovenia must have a thorough understanding of the relevant legislation.

Key Laws

  • The Bank of Slovenia Act (Official Gazette of the Republic of Slovenia, Nos. 72/06 [official consolidated version] and 59/11) sets out the powers and duties of the central bank.
  • The Banking Act (Official Gazette of the Republic of Slovenia, Nos. 25/15, 44/16 [ZRPPB] and 77/16 [ZCKR]) regulates banking activities in Slovenia.

EU Regulations

  • Regulation (EU) No 575/2013 on prudential requirements for credit institutions and investment firms.
  • Council Regulation (EU) No 1024/2013 confers specific tasks on the European Central Bank concerning policies relating to the prudential supervision of credit institutions.

Internal Acts

  • Rulebook on the whistleblowing and internal breach investigation process at Banka Slovenije (August 2023).

Codes of Conduct

  • Kodeks Banke Slovenije sets out the code of conduct for banking professionals in Slovenia.
  • Foreign Exchange Global Code of Conduct also applies to financial institutions operating in the country.

Tariff of the Bank of Slovenia

  • Sklep o tarifi za zaračunavanje nadomestil za storitve Banke Slovenije (Official Gazette of the Republic of Slovenia, št. 12/12, 36/12, 17/13, 24/13, 79/14, 96/15, 83/16, 4/17 in 52/17) sets out the tariffs for services provided by the Bank of Slovenia.

Regulation by Fields

The Slovenian banking regulations can be broadly categorized into several fields, including:

  • Monetary policy
  • Financial stability
  • Banknotes and coins
  • Payments and infrastructure
  • Statistics

Financial institutions operating in Slovenia must ensure compliance with these regulations across all relevant fields.

By understanding the complex web of laws, regulations, and codes of conduct governing the Slovenian banking system, financial institutions can ensure compliance and avoid potential penalties.