Here is the article in markdown format:
Wallis and Futuna Financial Professionals Must Stay Compliant in a Complex Regulatory Environment
As financial institutions in Wallis and Futuna continue to navigate an increasingly complex regulatory landscape, it’s more crucial than ever that professionals have the knowledge and skills necessary to ensure compliance.
Understanding Regulatory Frameworks
The Compliance Regulatory Professionals training course is designed specifically for Wallis and Futuna financial professionals, providing them with the essential tools and strategies needed to stay compliant in a rapidly changing environment. The training course delves into various regulatory frameworks, markets, and products, aiming to foster best practices and adherence to international standards that align with business objectives and regulatory requirements.
Key Benefits
- Effective management of risk
- Avoidance of non-compliance issues
- Alignment with international standards
Building a Compliance Culture
Effective compliance is not just about following rules; it’s also about building a culture of compliance within an organization. The training course emphasizes the importance of positive relationships with regulators, board members, and colleagues at every organizational level. By creating a compliance-oriented culture, financial professionals can ensure that their organizations are better equipped to manage risk and avoid regulatory issues.
Key Takeaways
- Positive relationships with regulators
- Alignment with business objectives
- Effective management of risk
Practical Training Methods
The training methodology includes case studies, interactive discussions, role-playing, and group exercises, ensuring that participants can translate theoretical knowledge into real-world practice. This practical approach enables financial professionals to apply the skills they learn directly to their jobs, making them more effective in their roles.
Key Features
- Case studies
- Interactive discussions
- Role-playing
- Group exercises
Who Should Attend
This training course is designed for:
- Compliance Officers / Managers and their Deputies
- Managers with responsibility for internal compliance controls
- Legal, Audit, Risk, Operations, and IT Specialists
- Risk Managers
- Staff working in risk functions
- Internal & External Audit Staff
- Regulatory Representatives
- AML Officers
- Accountants
- Lawyers
Training Dates
The training course will be held on the following dates:
- Day 1: The Regulatory Environment and the Role of Regulators
- Day 2: The Compliance Functions
- Day 3: Risk Management and Compliance Risk
- Day 4: Establishing an Effective Compliance Function
- Day 5: Managing the Risk of Money Laundering and Financial Crimes
Endorsed Education Provider
GLOMACS is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors.