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Swaziland’s Central Bank Issues New Guidelines for Banking License Applications

The Central Bank of Swaziland has released new guidelines for banking license applications, outlining the requirements and expectations for institutions seeking to operate in the country. The guidelines aim to ensure that only financially stable and competent institutions are granted licenses to provide banking services.

Capital Adequacy


One of the key requirements is capital adequacy, with a minimum paid-up capital requirement of E15 million for banks and E8 million for credit institutions. Institutions will also be required to submit pro-forma financial statements to support their capital proposal.

  • The Central Bank will assess the proposed management’s ability to justify the amount of capital based on earning prospects, economic conditions, and risk assessments.
  • The bank may also require a larger sum of capital than the minimum stipulated in legislation.

Management


The guidelines place strong emphasis on the quality of management, requiring that applicants demonstrate:

  • Competence
  • Experience
  • Integrity

Background investigations will be conducted on proposed directors and executive officers to ensure they are fit and proper persons for the position. The Central Bank will also assess whether the proposed management has a strategy for attracting and maintaining community support for the new bank.

Competition


New financial institutions are expected to provide effective competition in the banking sector, with particular emphasis on:

  • Access to services
  • Cost of services
  • Quality of services
  • Staff training
  • Financial terms offered

The guidelines recognize that competition is essential for promoting economic growth and stability.

Other Requirements


  • The Central Bank will only consider applications from companies incorporated or intending to be incorporated under the Companies Act of Swaziland.
  • International banks and groups must obtain prior consent from their home country supervisory authority before applying, and confirmation of full responsibility for their subsidiary in Swaziland.

Fees


The Central Bank has introduced fees for investigation and annual licenses, with rates ranging from E500 to E5,000 depending on the type of institution and services provided.

Conclusion

These new guidelines are expected to enhance the stability and competitiveness of the banking sector in Swaziland, ensuring that only suitable institutions operate in the country.