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KPMG: A Leader in Risk Management and Financial Compliance

Institutions of finance turn to KPMG to improve and transform their regulatory risk management and compliance capabilities. We understand the unique needs of the sector because we are part of it. Our team consists of former traders, business managers, regulators, technologists, compliance directors, and risk leaders - in other words, we know your clients and partners, products, and business.

Our clients rely on our interdisciplinary experience and technology-oriented approach to help them respond to the current demands of the financial sector - protecting assets for consumers, investors, and other stakeholders, while addressing challenges such as cyber threats, ESG concerns, and increased regulatory oversight.

We have advised leading financial institutions worldwide - let us put our knowledge and expertise at your service.

Risk Management

  • Strategic risk transformation
  • Control assurance
  • Operational risk management (ORM)
  • Third-party risk management (TPRM)
  • Fraudulent risk management
  • Electronic trading solutions

Compliance

  • Regulatory response and management
  • Conformity and surveillance studies
  • Expense and fee management
  • Complaint and claim management
  • Enterprise convergence and culture

Results


KPMG is proud to be ranked first in the Source: Perceptions of Risk Firms 2023 survey in the following categories: Top choice for financial risk, Top choice for third-party assurance, and First for client advocacy in risk.

Case Study


KPMG helps a financial institution establish a comprehensive, solid, and durable framework for its global compliance efforts…

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Our Experts


  • Brian Hart, Principal, Financial Risk Leader, Regulatory, and Compliance, KPMG US
  • Paul Fagone, Principal, Advisory, FS Regulatory & Compliance Risk, KPMG US
  • Todd Semanco, Partner, Advisory, FS Regulatory & Compliance Risk, KPMG US
  • Michael Sullivan, Principal, Advisory, FS Regulatory & Compliance Risk, KPMG US

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