Uruguay’s New Money Laundering Law: A Game Changer for Financial Compliance
The Uruguayan Parliament passed a new money laundering law, Law No. 19,574, which took effect on 10 January 2018, marking a significant milestone in the prevention of money laundering and terrorism financing in Uruguay.
Objectives and Impact of the New Law
This legislation consolidates all rules and information concerning Anti-Money Laundering (AML) and terrorism financing into one document. The objectives of the AML and Financing of Terrorism Commission (FTC), under the supervision of the Government, include:
- Collaborating with the AML unit of the Central Bank of Uruguay
- Strengthening the country’s financial regulatory framework
The new law impacts any person or company regulated by the Central Bank of Uruguay (CBU). The obligated parties fall into two categories:
Financial Fellows
Financial fellows are already regulated by the CBU and include:
- Banks
- Trustees
- Money exchange companies
- Stock exchanges
- Pension funds
- Investment fund administrators
- Investment advisors
Non-Financial Fellows
The new legislation obligates the following non-financial parties:
- Lawyers acting on behalf of their clients
- Free zone companies
- Political parties
- Foundations
- Any non-profit organization
- Public accountants acting as independent advisors
- Trusts
- Corporate services providers
- Public notaries
Any non-professional trustee in Uruguay could act as a trustee for private trusts that are not regulated by the CBU. However, they must now comply with AML policies.
Consequences of Non-Compliance
Failure to adhere to the new regulations may result in severe consequences, including:
- Warnings
- Heavy fines
- Revocation of specific licenses for non-reporting of client information
Expert Guidance
TMF Group, including TMF Uruguay, can offer its expertise to help lawyers, non-financial clients, and their businesses navigate the complexities of this new legislation. As a financial trust regulated by the Central Bank of Uruguay, TMF Uruguay has extensive experience in AML law compliance.
Seeking Professional Advice
This article is intended as a general overview of the subject matter. For advice tailored to your specific situation, consult a financial compliance professional.